You are a practising attorney and insolvency expert. Mr Broke approaches you for advice.

During your consultation with Mr Broke the following comes to light:

Mr Broke is married out of community of property to Mrs Broke (née Havalotamoney)

Mr Broke has the following liabilities: (i) a home loan from RobBanks Bank valued at R500 000 and secured by a mortgage bond; (ii) several smaller unsecured loan from We Loan Everyone Money Bank to the value of R450 000.00, (iii) a loan from a loan shark, Mr Shark, valued at R40 000.00; and (iv) a small loan from a Family Member Littlemoney to the value of R10 000.00.

Mr Broke’s assets comprise of the following: (i) a house valued at R450000; (ii) a car valued at R50 000; and (iii) smaller loose assets valued at R25 000.

Mr Broke has a business in his personal name the business has no assets, 1 employee whom is owed a salary of R20 000

Mrs Broke is completely solvent, having an estate worth R300 000 consisting of a bank account containing inheritance money she got in terms of a will that states this amount is to be excluded from insolvency and various smaller assets with a total value of R50 000.00. Mrs Broke has no liabilities at all.
Your instruction is that Mr Broke does not want to go under debt review and has heard that sequestration may be an option for him to explore to escape the crushing debt he finds himself in. Advise the Broke’s on the following matters:Question 3.1: (15 marks)
Advise Mr Broke about the sequestration options are available to him.
Your advice should include what is required for him to be considered insolvent and the different types of sequestration processes that exist. Your advice should include details on every kind of process and its nuisances.
Mr Broke heard his family member may also launch the application. You are further to advise on any criticism or caution to it and the commentary by our courts.Mr Broke further mentions he has received letters from his creditors already threatening sequestrtaion proceedings
Your advice should include who would launch the applications and a detailed discussion related to the requirements of each type of sequestration. Also include references to authority, including but not limited to the Insolvency Act and court cases with the full citations.

1 answer

Certainly! Here’s a structured response advising Mr. Broke about his options regarding sequestration, the associated processes, and what he should keep in mind.

1. Assessment of Insolvency

For Mr. Broke to be considered insolvent, he must demonstrate that his liabilities exceed his assets. Based on the provided information:

  • Liabilities:

    • Home loan from RobBanks Bank: R500,000 (secured)
    • Unsecured loans from We Loan Everyone Money Bank: R450,000
    • Loan shark (Mr. Shark): R40,000
    • Family member (Littlemoney): R10,000
    • Total Liabilities: R1,000,000
  • Assets:

    • House: R450,000
    • Car: R50,000
    • Loose assets: R25,000
    • Total Assets: R525,000

Given these calculations, Mr. Broke is indeed insolvent, as his total liabilities (R1,000,000) exceed his total assets (R525,000).

2. Types of Sequestration Processes

There are two main types of sequestration processes under the Insolvency Act 24 of 1936 in South Africa:

a) Voluntary Sequestration (Section 6 of the Insolvency Act)

Mr. Broke can file for voluntary sequestration. He needs to submit:

  • A court application demonstrating his insolvency, including his assets, liabilities, and a sworn declaration of the circumstances leading to his insolvency.
  • Evidence that he has no reasonable prospect of paying off his debts.
Process:
  • Filing: The application is submitted to the High Court.
  • Hearing: A court date will be set where Mr. Broke must demonstrate his insolvency.
  • Appointment of a Trustee: Once the court grants his application, a trustee will be appointed to manage his estate.
Advantages:
  • Provides an orderly process to address his debts.
  • Affected creditors will cease their collection actions once sequestration is granted.
Disadvantages:
  • May have long-term effects on creditworthiness and financial standing.

b) Compulsory Sequestration (Section 8 of the Insolvency Act)

This type of sequestration can be initiated by creditors (or a creditor) applying to the court for an order of sequestration.

Process:
  • A creditor must prove that Mr. Broke is insolvent and that he has committed an act of insolvency, such as failing to meet payment obligations or making preferences to certain creditors.
Advantages:
  • Creditors may consider this route if they believe Mr. Broke has hidden assets or intends to avoid debts.
Disadvantages:
  • Mr. Broke has no control over the proceedings.

3. Family Member’s Role

If a family member (such as Littlemoney) wishes to apply for compulsory sequestration:

  • They must have a valid claim against Mr. Broke.
  • They need to show the court evidence of Mr. Broke's insolvency.
  • The application can be contested by Mr. Broke.

Criticism/Caution: Courts often take into consideration the intentions behind the application. In Ex Parte Heater; In re Heather 2004 (1) SA 233 (C), the court refused to grant the application because it found that the creditor was motivated by malice. Thus, Mr. Broke should ensure that the purpose of the application is not based on personal vendetta or malice against him.

4. Creditors' Threats

If creditors are threatening sequestration proceedings, it's crucial for Mr. Broke to proactively seek sequestration rather than be subject to a compulsory process, which may lead to greater complications and potential asset liquidation without his input.

5. Legal Authority and References

  • Insolvency Act 24 of 1936, particularly Sections 6 and 8, regarding voluntary and compulsory sequestrations.
  • Ex Parte Heater; In re Heather 2004 (1) SA 233 (C) serves as a reference point on creditor applications for sequestration.

Conclusion

Mr. Broke has viable options through voluntary sequestration, which allows him some degree of control over the process. Should he opt for this, he must prepare detailed financial statements and demonstrate his insolvency. On the other hand, should family members choose to initiate compulsory sequestration, he should be ready to defend against it, as it could limit his control over his assets and financial future. It would be wise for Mr. Broke to engage further legal consultation to prepare for either path.