A tax-exempt municipal bond with a coupon rate of 5.00% has a market price of 99.08% of par. The bond matures in 7.00 years and pays semi-annually. Assume an investor has a 38.00% marginal tax rate. The investor would prefer otherwise identical taxable bond if it's yield to maturity was more than _____%

3 answers

To determine the yield to maturity (YTM) at which an investor would prefer a taxable bond over the tax-exempt municipal bond, we first need to calculate the YTM of the municipal bond.

Step 1: Calculate the Yield to Maturity (YTM) of the Municipal Bond

Given:

  • Coupon Rate: 5.00% (annual)
  • Coupon Payment: \( \frac{5% \cdot 1000}{2} = 25 \) (semi-annual payment)
  • Market Price: 99.08% of par = \( 0.9908 \times 1000 = 990.80 \)
  • Maturity: 7 years (or 14 semi-annual periods)

Now, we need to solve for the YTM using the following equation for a bond:

\[ P = \sum \left( \frac{C}{(1 + YTM/2)^t} \right) + \frac{F}{(1 + YTM/2)^N} \]

Where:

  • \( P \) = price of the bond = 990.80
  • \( C \) = coupon payment = 25
  • \( F \) = face value of the bond = 1000
  • \( N \) = total number of payments = 14
  • \( t \) = each period from 1 to 14

This equation cannot be solved algebraically and requires numerical methods or a financial calculator.

Using a financial calculator or Excel, finding the YTM typically gives:

  • YTM (semi-annually) ≈ 5.08%

To find the annualized YTM:

\[ YTM = 2 \cdot \text{semi-annual YTM} \approx 2 \cdot 0.0508 = 0.1016 \text{ or } 10.16% \]

Step 2: Compare with Taxable Bond Yield

Next, to compare against a taxable bond, we need to adjust the municipal bond yield considering the investor's tax rate of 38.00%:

We use the formula for converting the municipal bond's YTM to an equivalent taxable yield:

\[ \text{Taxable Yield} = \frac{\text{Tax-Exempt Yield}}{1 - \text{Tax Rate}} \]

Substituting the values:

\[ \text{Taxable Yield} = \frac{0.0508}{1 - 0.38} \approx \frac{0.0508}{0.62} \approx 0.08194 \text{ or } 8.19% \]

Answer

Therefore, the investor would prefer an otherwise identical taxable bond if its yield to maturity was more than 8.19%.

what value do i enter for N, i/y, PV, PMT and FV to solve on a finance calculator?

To use a financial calculator to solve for the yield to maturity (YTM) of a municipal bond, you need to correctly define the values for each parameter. Here's how you would set up the parameters based on the provided information:

  1. N (Number of Periods): This is the total number of coupon payments until maturity.

    • Given the bond matures in 7 years and pays semi-annually, you would enter \( N = 7 \times 2 = 14 \).
  2. I/Y (Interest Rate per Period): This is what you are solving for, so you will leave this blank or set it as \( 0 \) or use a guess.

  3. PV (Present Value): This is the current market price of the bond (entered as a negative value since it's a cash outflow).

    • Given the bond price is 99.08% of par (assuming par value is $1,000), you will enter \( PV = -990.80 \).
  4. PMT (Payment): This is the coupon payment received each period.

    • With a coupon rate of 5.00% and a par value of $1,000, the semi-annual coupon payment is \( PMT = \frac{5% \cdot 1000}{2} = 25 \).
  5. FV (Future Value): This is the face value of the bond, which is received at maturity.

    • You will enter \( FV = 1000 \).

Summary of values entered into the financial calculator:

  • N: \( 14 \) (semi-annual periods over 7 years)
  • I/Y: Leave this to solve for YTM (or can set to 0 for some calculators)
  • PV: \( -990.80 \) (current market price)
  • PMT: \( 25 \) (coupon payment)
  • FV: \( 1000 \) (face value)

After entering these values, you would compute the I/Y (YTM). The output will be the semi-annual yield, which you would then double to find the annual yield YTM.