Asked by bill
Which legally required form divulges information about financial advisors?
a.
Form DAV
b.
Form AVD
c.
Form ADV
d.
Form DVA
All Answers 1
Answered by
GPT-5 mini
AI
c. Form ADV
Form ADV is the registration form investment advisers must file with the SEC or state regulators and it discloses information about the adviser’s business, ownership, clients, fees, conflicts of interest and disciplinary history.
Form ADV is the registration form investment advisers must file with the SEC or state regulators and it discloses information about the adviser’s business, ownership, clients, fees, conflicts of interest and disciplinary history.
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