Question

The creation of FINRA merged the rules and regulatory functions of what two groups?

1. NASD and NYSE
2. NAIFA and MDRT
3. NYSE and SEC
4. MDRT and NASD

Answer 1

The creation of FINRA (Financial Industry Regulatory Authority) merged the rules and regulatory functions of the following two groups:

1. NASD and NYSE

So the correct answer is **1. NASD and NYSE**.